News, Comment & Analysis results for Securities and Futures Commission

Compliance
16 April 2025

Raffles Assets Management HK Pushes Into Digital Assets

As the area of digital assets continues to grow within the wealth management sector, Raffles Assets...

Offshore
14 April 2025

UAE, Hong Kong Family Offices Groups Sign Co-operation Pact

While Hong Kong and the United Arab Emirates are, in some ways, rival wealth hubs, they are also...

Company Profiles
14 April 2025

Providing Asia’s EAMs With Heavy-Hitting Support – BNY Pershing

In this continuing series, we talk to BNY Pershing about the work it does with EAMs in Singapore...

Compliance
24 January 2025

Compliance Corner: Hong Kong's SFC Widens Structured Products Market

The latest compliance news: regulatory developments, punishments, guidance, permissions and...

Compliance
10 January 2025

Compliance Corner: Paragon Capital Management, Hong Kong, SFC

The latest compliance news: regulatory developments, punishments, guidance, permissions and...

People Moves
7 January 2025

Summary Of Asia-Pacific Wealth Management Moves – November 2024

A roundup of moves, appointments and personnel changes in the Asia-Pacific wealth management sector...

Fund Management
19 November 2024

Sydney-Headquartered RAM Launches New Funds In Hong Kong

The new funds full under the firm's open-ended fund company structure. ...

People Moves
14 November 2024

Hong Kong Investment Funds Association Adds "Honorary Advisor"

The appointment comes as Hong Kong continues to work on developing closer capital and investment...

Compliance
7 November 2024

Compliance Corner: Wealth Management Connect – New Licensed Corporations

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

New Products
24 September 2024

What’s New In Investments, Funds? – Value Partners, Bank of China, abrdn, Others

The latest news in investment offerings, financial products and other services relative to wealth...

Comment & Analysis results for Securities and Futures Commission